SEC Form N-14 Information Collection Activities - Extension Request for OMB Review
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The U.S. Securities and Exchange Commission is seeking a three-year extension of OMB Control No. 3235-0336 for Form N-14. This form is used by registered management investment companies and business development companies to register securities issued in business combinations such as mergers, acquisitions, and exchange offers under the Securities Act of 1933. The form ensures that material information is disclosed to investors in these transactions. The SEC estimates 141 new registration statements and 92 amendments will be filed annually, resulting in a total annual burden of 103,685 hours and an external cost burden of $3,401,800. Responses are mandatory and not confidential. Public comments on the extension can be submitted until April 24, 2026.
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Key Changes
- Extension of OMB Control No. 3235-0336 for Form N-14 for three years
- Estimated 141 new Form N-14 registration statements filed annually
- Estimated 92 amendments to Form N-14 filed annually
+ 3 more changes with Pro