Joint Industry Plan; Notice of Filing and Immediate Effectiveness of the Fifty-Sixth Amendment to the UTP Plan for Nasdaq-Listed Securities
AI-generated summary for informational purposes only. Not legal advice. See the original source for the authoritative text.
The SEC published a notice that the participants in the UTP Plan have filed the 56th amendment. This amendment does two things: it officially changes the name of Nasdaq BX, Inc. to Nasdaq Texas, Inc., and it adds the Texas Stock Exchange LLC (TSE) as a new Participant to the Plan. The change is classified as a Ministerial Amendment under the Plan, meaning it became effective immediately upon filing on March 12, 2026. The amendment requires no changes to fees, governance documents, data handling procedures, or access terms. The Commission is publishing the notice to solicit public comments until April 22, 2026.
AI-generated summary. May contain errors. Refer to official sources for legal decisions.
Key Changes
- Renames Nasdaq BX, Inc. to Nasdaq Texas, Inc. within the UTP Plan participants list
- Adds Texas Stock Exchange LLC (TSE) as a new Participant to the UTP Plan
- Amendment filed on March 12, 2026 and became effective immediately upon filing
+ 3 more changes with Pro
Obligations
What this law requires
Update UTP Plan documentation to reflect the name change of Nasdaq BX, Inc. to Nasdaq Texas, Inc.
Add Texas Stock Exchange LLC (TSE) as a new Participant to the UTP Plan
SEC must accept public comments on the 56th Amendment to the UTP Plan until April 22, 2026
Submit comments to the SEC referencing file number S7-24-89 by April 22, 2026, using either electronic submission via https://www.sec.gov/rules/sro.shtml, email to rule-comments@sec.gov, or paper submission to the SEC Secretary
Make copies of the UTP Plan 56th Amendment filing available for inspection and copying at the principal offices of the UTP Plan Participants