Agency Information Collection Activities; Proposed Collection; Comment Request; ICR Type Extension: Form 144-Notice of Proposed Sale of Securities
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This notice seeks public comments on the extension of an existing information collection under Form 144, used for reporting securities sales of certain volumes under Rule 144 of the Securities Act of 1933. It impacts parties selling more than 5,000 shares or units, where public information about the issuer is adequately available.
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Key Changes
- Solicitation for public comments on Form 144 extension
- Affects securities sales volumes under Rule 144
- Feedback period until June 15, 2026
Obligations
What this law requires
Securities sellers must file Form 144 to report sales exceeding 5,000 shares or units.
Companies and individuals must file Form 144 if they sell securities exceeding 5,000 shares or with an aggregate sales price not exceeding $50,000 within a three-month period.
Securities must be reported in compliance with Rule 144 to prevent unauthorized public markets.
Form 144 must be filed if the sales have an aggregate price that does not exceed $50,000.
Respondents must provide comments to the Securities and Exchange Commission regarding the collection of information related to Form 144 by June 15, 2026.