Security & Defense

60-Day Notice of Proposed Information Collection: Brokering Prior Approval (License)

🇺🇸United States··Notice·Medium Impact·View source ↗

AI-generated summary for informational purposes only. Not legal advice. See the original source for the authoritative text.

🇬🇧 English

The U.S. Department of State, through the Directorate of Defense Trade Controls (DDTC), is seeking to extend OMB approval for the Brokering Prior Approval information collection under OMB Control Number 1405-0142. This collection requires U.S. and foreign persons who wish to engage in brokering activities involving International Traffic in Arms Regulations (ITAR)-controlled defense articles and defense services to register with DDTC and submit a written request for prior approval using Form DS-4294. The form must be submitted electronically via the Defense Export Control and Compliance System (DECCS). Without this approval, such brokering activities are generally prohibited. The estimated burden remains 170 respondents submitting 170 responses, each taking 2 hours, for a total of 340 annual burden hours. Comments on the collection are due by June 5, 2026.

AI-generated summary. May contain errors. Refer to official sources for legal decisions.

Key Changes

  • Extension of currently approved collection OMB 1405-0142 with no proposed changes to requirements
  • 170 estimated respondents submitting 170 brokering prior approval requests annually
  • Average burden per response remains 2 hours, totaling 340 annual burden hours

+ 3 more changes with Pro

Obligations

What this law requires

high

U.S. and foreign persons who wish to engage in ITAR-controlled brokering of defense articles and defense services must register with the Directorate of Defense Trade Controls (DDTC) prior to conducting such activities.

U.S. and foreign persons engaging in ITAR-controlled brokering activities
licensing
high

Brokers must submit a written request for prior approval to DDTC using Form DS-4294 before engaging in ITAR-controlled brokering activities, unless exempted.

U.S. and foreign persons registered as brokers with DDTC
reporting
high

Brokering prior approval requests must be submitted electronically via the Defense Export Control and Compliance System (DECCS).

Brokers submitting Form DS-4294 requests
operational
high

Brokers must receive written consent from DDTC prior to engaging in ITAR-controlled brokering activities of defense articles and defense services, unless specifically exempted.

U.S. and foreign persons engaged in ITAR-controlled brokering
licensing
high

Engagement in ITAR-controlled brokering activities without DDTC prior approval is prohibited.

All U.S. and foreign persons
prohibition

Affected Parties

U.S. personsForeign persons+2 more…

Tags

ITAR,DDTC,brokering