US Financial Regulation
Track US financial regulation changes with Legiseye. From SEC rules and banking law updates to Dodd-Frank compliance, we monitor every legislative development in American financial regulation. Get AI-powered summaries and alerts on changes that affect your financial operations.
Showing 10 of 20 laws
Formations, Acquisitions, and Mergers of Bank Holding Companies
This notice outlines the process and requirements for companies that want to become bank holding companies or acquire other banks. It's important for these companies to comply with the Bank Holding Company Act and submit their applications to the Federal Reserve for approval. Stakeholders can send comments on these applications, which are public, and must be submitted by the designated deadline.
Information Collection Activities: Comment Request on Tuition Statement
The IRS is asking for public feedback on its approach to collecting tuition payment information from educational institutions. This is relevant for anyone involved in handling student tuition data, as it affects the way educational institutions report this information to both students and the government. It is designed to evaluate the efficiency and minimize the burden of reporting through tax form 1098-T.
Information Collection Notice: Application for Extension to Furnish Recipient Statements
This law invites public comments on the IRS's proposed information collection method for requests to extend the time to furnish recipient statements. It impacts businesses needing additional time to provide required statements and aims to streamline the process with a structured form.
Addendum to MOU: Regulatory Transfers at DOE Sites
This notice updates an existing agreement between the Department of Labor and the Department of Energy, transferring occupational safety and health oversight for specific privatized facilities from DOE to OSHA, along with state agencies under OSHA-approved State Plans. It impacts private-sector facilities at Idaho National Laboratory, Hanford Site, Nevada National Security Site, and Savannah River Site. These sites will now follow OSHA safety standards, while DOE focuses on projects with significant radiation exposure.
Proposed Increase in Reporting Thresholds and Changes to Wagering Loss Deductions
This proposed rule increases the threshold for businesses to report certain payments from $600 to $2,000, starting from 2026. It also changes the deduction limit for gambling losses to 90% of such losses in a taxable year. These changes primarily affect businesses making payments and individuals claiming gambling deductions.
Certain Crafting Machines and Components; USITC Review of Section 337 Violation
This notice involves the review of the U.S. International Trade Commission (USITC) regarding a violation of Section 337. The law affects companies that import, sell, or distribute certain crafting machines and components in the U.S. This decision follows a complaint from Cricut, Inc., and could lead to exclusion or cease-and-desist orders for the involved parties.
Nasdaq MRX Changes Quarterly to Monthly Review of Professional Orders
The Nasdaq MRX is changing how it reviews professional trading orders. Instead of checking every three months, they'll now look every month. This change means that traders need to identify customers who trade above a certain volume more frequently, ensuring the correct classification and application of order advantages. Broker-dealers must continue daily assessments, but now report as professional any customer averaging more than 390 orders per day in a month.
MIAX Sapphire Updates Fee Schedule for Liquidity Reports
The rule revises the fees for MIAX Sapphire's Liquidity Taker Event Reports, enforcing a higher annual fee and introducing a new report. Monthly subscriptions will phase out starting December 2026, bringing streamlined annual plans for users. Users include market participants purchasing these reports for liquidity data to optimize their trading strategies.
MIAX Emerald Options Exchange Fee Schedule Changes
MIAX Emerald Options Exchange is adjusting its fee schedule. Key changes include an increase in annual fees for liquidity reports, introduction of new fees for a Purge Report, a new discount program for multiple report subscriptions, and the phasing out of monthly subscriptions by the end of 2026. Market participants using these reports should prepare for higher costs or shift to annual plans.
LCH SA Proposes Updates to CDSClear Risk Framework
The proposed changes by LCH SA adjust the risk framework for CDSClear, focusing on the CDSClear Margin Reference Guide and Default Fund Reference Guide. Key updates include shortening the lookback period to improve risk calculations and reducing the size of the default fund. These changes aim to manage risk more effectively while maintaining stability during market extremes.
Frequently Asked Questions
What US financial regulations does Legiseye track?
Legiseye monitors SEC rules, Federal Reserve regulations, banking law changes, Dodd-Frank Act updates, and other financial legislation published in the Federal Register and Congressional records.
How often are US financial regulation updates published?
We check for new financial regulations every two hours, covering the Federal Register, SEC filings, and Congressional legislation. Updates are processed with AI to provide instant summaries.
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Yes. Create a free account for weekly financial regulation digests, or upgrade to Pro for real-time alerts on banking, securities, and financial compliance changes.
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